Federal Data Hub › SEC Form ADV · JSON · SEC IAPD ↗

CAPITAL WEALTH ALLIANCE, LLC

dba CAPITAL WEALTH ALLIANCE, LLC · CRD 298257 · Registered Investment Adviser

CAPITAL WEALTH ALLIANCE, LLC is a Registered Investment Adviser headquartered in SCOTTSDALE, AZ. The firm reports $300,294,005 in regulatory assets under management across 861 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$299,331,240
Non-discretionary$962,765
Total RAUM$300,294,005
Accounts861

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 298257. adviserinfo.sec.gov/firm/summary/298257.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

License: CC0 1.0 Universal. Corrections: corrections @ ai-analytics.org.