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PROSPERITY PLANNING, INC.

dba PROSPERITY PLANNING · CRD 298268 · Registered Investment Adviser

PROSPERITY PLANNING, INC. is a Registered Investment Adviser headquartered in NORTH KANSAS CITY, MO. The firm reports $543,207,022 in regulatory assets under management across 1,432 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$533,612,925
Non-discretionary$9,594,097
Total RAUM$543,207,022
Accounts1,432

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 298268. adviserinfo.sec.gov/firm/summary/298268.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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