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CLIENT FIRST CAPITAL, LLC

dba CLIENT FIRST CAPITAL, LLC · CRD 300684 · Registered Investment Adviser

CLIENT FIRST CAPITAL, LLC is a Registered Investment Adviser. The firm reports $269,676,993 in regulatory assets under management across 64 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$259,696,974
Non-discretionary$9,980,019
Total RAUM$269,676,993
Accounts64

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 300684. adviserinfo.sec.gov/firm/summary/300684.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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