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SUNDANCE BAY INVESTMENT MANAGER, LLC

dba SUNDANCE BAY · CRD 301868 · Registered Investment Adviser

Custody via related personManages private funds

SUNDANCE BAY INVESTMENT MANAGER, LLC is a Registered Investment Adviser headquartered in SALT LAKE CITY, UT. The firm reports $2,090,635,751 in regulatory assets under management across 8 accounts, and manages 1 private fund(s). It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$1,993,931,489
Non-discretionary$96,704,262
Total RAUM$2,090,635,751
Accounts8

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 301868. adviserinfo.sec.gov/firm/summary/301868.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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