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ASPEN WEALTH STRATEGIES, LLC

dba ASPEN WEALTH STRATEGIES, LLC · CRD 307424 · Registered Investment Adviser

ASPEN WEALTH STRATEGIES, LLC is a Registered Investment Adviser headquartered in ARVADA, CO. The firm reports $312,179,003 in regulatory assets under management across 1,173 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$309,103,704
Non-discretionary$3,075,299
Total RAUM$312,179,003
Accounts1,173

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 307424. adviserinfo.sec.gov/firm/summary/307424.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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