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ALTURA WEALTH ADVISORS INC.

dba ALTURA WEALTH ADVISORS INC. · CRD 309501 · Registered Investment Adviser

ALTURA WEALTH ADVISORS INC. is a Registered Investment Adviser headquartered in SANTA CLARA, CA. The firm reports $250,101,374 in regulatory assets under management across 1,027 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$228,852,954
Non-discretionary$21,248,420
Total RAUM$250,101,374
Accounts1,027

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 309501. adviserinfo.sec.gov/firm/summary/309501.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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