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THE WEALTH GROUP, LTD

dba THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES · CRD 311385 · Registered Investment Adviser

THE WEALTH GROUP, LTD is a Registered Investment Adviser headquartered in EDEN PRAIRIE, MN. The firm reports $711,016,621 in regulatory assets under management across 2,486 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$707,397,181
Non-discretionary$3,619,440
Total RAUM$711,016,621
Accounts2,486

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 311385. adviserinfo.sec.gov/firm/summary/311385.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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