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JOURNEY RETIREMENT PLANNING AND INVESTMENT MANAGEMENT, LLC

dba JOURNEY RETIREMENT PLANNING AND INVESTMENT MANAGEMENT, LLC · CRD 315237 · Registered Investment Adviser

Criminal disclosure

JOURNEY RETIREMENT PLANNING AND INVESTMENT MANAGEMENT, LLC is a Registered Investment Adviser headquartered in AMMON, ID. The firm reports $187,318,571 in regulatory assets under management across 1,048 accounts. It reports 2 Form ADV Item 11 disciplinary disclosure(s) (Criminal).

Regulatory assets under management

Discretionary	$187,318,571
Non-discretionary	$0
Total RAUM	$187,318,571
Accounts	1,048

Disciplinary history (Form ADV Item 11)

This adviser answered "yes" to 2 Item 11 disclosure question(s):

Category	Reported
Criminal (11A / 11B)	Yes
Regulatory (11C–11F)	—
Civil / Other (11G / 11H)	—

Item 11 captures firm-level Y/N disclosures only. For the narrative Disciplinary Reporting Pages, see the full Form ADV PDF on SEC IAPD.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 315237. adviserinfo.sec.gov/firm/summary/315237.
SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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