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DISCIPLINE WEALTH SOLUTIONS, INC.

dba DISCIPLINE WEALTH SOLUTIONS, INC. · CRD 315846 · Registered Investment Adviser

DISCIPLINE WEALTH SOLUTIONS, INC. is a Registered Investment Adviser headquartered in GREENVILLE, SC. The firm reports $746,683,310 in regulatory assets under management across 1,900 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$741,515,694
Non-discretionary$5,167,616
Total RAUM$746,683,310
Accounts1,900

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 315846. adviserinfo.sec.gov/firm/summary/315846.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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