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GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC

dba GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC · CRD 316072 · Registered Investment Adviser

GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC is a Registered Investment Adviser headquartered in DENVER, CO. The firm reports $456,960,110 in regulatory assets under management across 2,946 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$456,960,110
Non-discretionary$0
Total RAUM$456,960,110
Accounts2,946

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 316072. adviserinfo.sec.gov/firm/summary/316072.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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