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BROOKWOOD INVESTMENT GROUP LLC

dba BROOKWOOD INVESTMENT GROUP · CRD 316544 · Registered Investment Adviser

BROOKWOOD INVESTMENT GROUP LLC is a Registered Investment Adviser headquartered in PHOENIX, AZ. The firm reports $1,252,366,250 in regulatory assets under management across 7,129 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$1,234,968,989
Non-discretionary$17,397,261
Total RAUM$1,252,366,250
Accounts7,129

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 316544. adviserinfo.sec.gov/firm/summary/316544.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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