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ALDEN INVESTMENT ADVISORS, LLC

dba ALDEN INVESTMENT GROUP · CRD 317077 · Registered Investment Adviser

Regulatory disclosure

ALDEN INVESTMENT ADVISORS, LLC is a Registered Investment Adviser headquartered in WAYNE, PA. The firm reports $385,691,088 in regulatory assets under management across 1,460 accounts. It reports 1 Form ADV Item 11 disciplinary disclosure(s) (Regulatory).

Regulatory assets under management

Discretionary$348,007,843
Non-discretionary$37,683,245
Total RAUM$385,691,088
Accounts1,460

Disciplinary history (Form ADV Item 11)

This adviser answered "yes" to 1 Item 11 disclosure question(s):

CategoryReported
Criminal (11A / 11B)—
Regulatory (11C–11F)Yes
Civil / Other (11G / 11H)—

Item 11 captures firm-level Y/N disclosures only. For the narrative Disciplinary Reporting Pages, see the full Form ADV PDF on SEC IAPD.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 317077. adviserinfo.sec.gov/firm/summary/317077.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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