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BURNHAM & COMPANY LLC

dba BURNHAM & COMPANY LLC · CRD 319339 · Registered Investment Adviser

Civil/Other disclosure

BURNHAM & COMPANY LLC is a Registered Investment Adviser headquartered in GRAND RAPIDS, MI. The firm reports $129,534,296 in regulatory assets under management across 282 accounts. It reports 1 Form ADV Item 11 disciplinary disclosure(s) (Civil/Other).

Regulatory assets under management

Discretionary	$129,534,296
Non-discretionary	$0
Total RAUM	$129,534,296
Accounts	282

Disciplinary history (Form ADV Item 11)

This adviser answered "yes" to 1 Item 11 disclosure question(s):

Category	Reported
Criminal (11A / 11B)	—
Regulatory (11C–11F)	—
Civil / Other (11G / 11H)	Yes

Item 11 captures firm-level Y/N disclosures only. For the narrative Disciplinary Reporting Pages, see the full Form ADV PDF on SEC IAPD.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 319339. adviserinfo.sec.gov/firm/summary/319339.
SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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