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FOG CITY ADVISORS, LLC

dba FOG CITY ADVISORS, LLC · CRD 321822 · Registered Investment Adviser

FOG CITY ADVISORS, LLC is a Registered Investment Adviser headquartered in ALBANY, CA. The firm reports $143,621,170 in regulatory assets under management across 442 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$143,621,170
Non-discretionary$0
Total RAUM$143,621,170
Accounts442

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 321822. adviserinfo.sec.gov/firm/summary/321822.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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