Federal Data Hub › SEC Form ADV · JSON · SEC IAPD ↗

CAP SIX ADVISORS LLC

dba CAP SIX ADVISORS · CRD 325164 · Registered Investment Adviser

CAP SIX ADVISORS LLC is a Registered Investment Adviser headquartered in HOUSTON, TX. The firm reports $340,816,273 in regulatory assets under management across 128 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$44,822,657
Non-discretionary$295,993,616
Total RAUM$340,816,273
Accounts128

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 325164. adviserinfo.sec.gov/firm/summary/325164.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

License: CC0 1.0 Universal. Corrections: corrections @ ai-analytics.org.