Federal Data Hub › SEC Form ADV · JSON · SEC IAPD ↗

GAINLINE FINANCIAL PARTNERS, LLC

dba GAINLINE FINANCIAL PARTNERS, LLC · CRD 326716 · Registered Investment Adviser

Custody via related person

GAINLINE FINANCIAL PARTNERS, LLC is a Registered Investment Adviser headquartered in LOUISVILLE, CO. The firm reports $348,643,115 in regulatory assets under management across 1,001 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$328,591,627
Non-discretionary$20,051,488
Total RAUM$348,643,115
Accounts1,001

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 326716. adviserinfo.sec.gov/firm/summary/326716.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

License: CC0 1.0 Universal. Corrections: corrections @ ai-analytics.org.