Federal Data Hub › SEC Form ADV · JSON · SEC IAPD ↗

NOVACAP MANAGEMENT FINANCIAL SERVICES INC.

dba NOVACAP MANAGEMENT FINANCIAL SERVICES INC. · CRD 327205 · Registered Investment Adviser

Manages private funds

NOVACAP MANAGEMENT FINANCIAL SERVICES INC. is a Registered Investment Adviser. The firm reports $834,793,865 in regulatory assets under management across 13 accounts, and manages 6 private fund(s). It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$834,793,865
Non-discretionary$0
Total RAUM$834,793,865
Accounts13

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 327205. adviserinfo.sec.gov/firm/summary/327205.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

License: CC0 1.0 Universal. Corrections: corrections @ ai-analytics.org.