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WHEELER RETIREMENT PLANS LLC

dba WHEELER RETIREMENT PLANS LLC · CRD 327889 · Registered Investment Adviser

WHEELER RETIREMENT PLANS LLC is a Registered Investment Adviser headquartered in DULUTH, MN. The firm reports $618,125,975 in regulatory assets under management across 78 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$618,125,975
Non-discretionary$0
Total RAUM$618,125,975
Accounts78

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 327889. adviserinfo.sec.gov/firm/summary/327889.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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