Federal Data Hub › SEC Form ADV · JSON · SEC IAPD ↗

RIVER1 ASSET MANAGEMENT LLC

dba RIVER1 ASSET MANAGEMENT LLC · CRD 329230 · Registered Investment Adviser

RIVER1 ASSET MANAGEMENT LLC is a Registered Investment Adviser headquartered in MILWAUKEE, WI. The firm reports $107,816,345 in regulatory assets under management across 1 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$107,816,345
Non-discretionary$0
Total RAUM$107,816,345
Accounts1

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 329230. adviserinfo.sec.gov/firm/summary/329230.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

License: CC0 1.0 Universal. Corrections: corrections @ ai-analytics.org.