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LEGACY CAPITAL WEALTH MANAGEMENT, LLC

dba LEGACY CAPITAL · CRD 332184 · Registered Investment Adviser

LEGACY CAPITAL WEALTH MANAGEMENT, LLC is a Registered Investment Adviser headquartered in THE WOODLANDS, TX. The firm reports $273,427,616 in regulatory assets under management across 1,055 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$257,092,004
Non-discretionary$16,335,612
Total RAUM$273,427,616
Accounts1,055

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 332184. adviserinfo.sec.gov/firm/summary/332184.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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