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HOLISTIC WEALTH ADVISORS

dba HOLISTIC WEALTH ADVISORS · CRD 332918 · Registered Investment Adviser

Custody via related person

HOLISTIC WEALTH ADVISORS is a Registered Investment Adviser headquartered in CLIFTON PARK, NY. The firm reports $278,674,280 in regulatory assets under management across 1,260 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$278,674,280
Non-discretionary$0
Total RAUM$278,674,280
Accounts1,260

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 332918. adviserinfo.sec.gov/firm/summary/332918.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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