Federal Data Hub › SEC Form ADV · JSON · SEC IAPD ↗

PROTOCOL WEALTH, LLC

dba PROTOCOL WEALTH, LLC · CRD 335298 · Registered Investment Adviser

Manages private funds

PROTOCOL WEALTH, LLC is a Registered Investment Adviser headquartered in DENVER, CO. The firm reports $127,102,603 in regulatory assets under management across 44 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$50,907,080
Non-discretionary$76,195,523
Total RAUM$127,102,603
Accounts44

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 335298. adviserinfo.sec.gov/firm/summary/335298.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

License: CC0 1.0 Universal. Corrections: corrections @ ai-analytics.org.