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MAXQ ASSET MANAGEMENT LLC

dba MAXQ ASSET MANAGEMENT LLC · CRD 336560 · Registered Investment Adviser

MAXQ ASSET MANAGEMENT LLC is a Registered Investment Adviser headquartered in GREENWOOD VILLAGE, CO. The firm reports $407,749,700 in regulatory assets under management across 1 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$407,749,700
Non-discretionary$0
Total RAUM$407,749,700
Accounts1

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 336560. adviserinfo.sec.gov/firm/summary/336560.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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