Federal Data Hub › SEC Form ADV · JSON · SEC IAPD ↗

O ASSET MANAGEMENT LLC

dba O ASSET MANAGEMENT LLC · CRD 336682 · Registered Investment Adviser

Custody via related personManages private funds

O ASSET MANAGEMENT LLC is a Registered Investment Adviser headquartered in FAIRPORT, NY. The firm reports $76,192,940 in regulatory assets under management across 3 accounts, and manages 2 private fund(s). It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$76,192,940
Non-discretionary$0
Total RAUM$76,192,940
Accounts3

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 336682. adviserinfo.sec.gov/firm/summary/336682.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

License: CC0 1.0 Universal. Corrections: corrections @ ai-analytics.org.