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EFM INVESTMENTS & ADVISORY LLC

dba EFM INVESTMENTS & ADVISORY LLC · CRD 339744 · Registered Investment Adviser

Custody via related personManages private funds

EFM INVESTMENTS & ADVISORY LLC is a Registered Investment Adviser headquartered in PORTLAND, OR. The firm reports $680,035,856 in regulatory assets under management across 9 accounts, and manages 7 private fund(s). It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$235,360,879
Non-discretionary$444,674,977
Total RAUM$680,035,856
Accounts9

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 339744. adviserinfo.sec.gov/firm/summary/339744.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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