All agencies

Financial Industry Regulatory Authority

Self-regulatory organization for broker-dealers.
Regulated entities: Broker-dealers, registered representatives.

Datasets
1
License
CC0
API
REST + MCP
Agency
FINRA

All FINRA datasets we surface

13,285 broker-dealers and registered investment advisers (RIAs) indexed by FINRA. BrokerCheck is presented as a search-UI-only product at brokercheck.finra.org; the backing JSON API isn't documented anywhere. The disclosure_fl=Y flag is the…
13,285 firms (922 with disclosure events)

Other agencies