{"@context":{"@vocab":"https://schema.org/"},"@type":"ItemList","@id":"https://api.ai-analytics.org/api/v1/sec/admin/check?name=Morgan%20Stanley%20Smith%20Barney%20LLC","name":"Morgan Stanley Smith Barney LLC","_source":{"data_provider":"AI Analytics","data_provider_url":"https://api.ai-analytics.org","license":"https://creativecommons.org/publicdomain/zero/1.0/","primary_source":"https://www.sec.gov/litigation/admin","generated_at":"2026-09-23T09:59:04.241Z"},"count":17,"matches":[{"release_number":"34-100586","release_act":"34","file_number":"3-17808, 3-17809","publish_date":"2024-07-24","respondents":"Citigroup Global Markets, Inc. and Morgan Stanley Smith Barney LLC","primary_pdf_url":"https://www.sec.gov/files/litigation/admin/2024/34-100586.pdf","canonical_url":"https://api.ai-analytics.org/sec-admin/34-100586"},{"release_number":"34-92096","release_act":"34","file_number":"3-19793","publish_date":"2021-06-03","respondents":"Morgan Stanley Smith Barney LLC","primary_pdf_url":"https://www.sec.gov/files/litigation/admin/2021/34-92096.pdf","canonical_url":"https://api.ai-analytics.org/sec-admin/34-92096"},{"release_number":"34-91737","release_act":"34","file_number":"3-19793","publish_date":"2021-04-30","respondents":"Morgan Stanley Smith Barney LLC","primary_pdf_url":"https://www.sec.gov/files/litigation/admin/2021/34-91737.pdf","canonical_url":"https://api.ai-analytics.org/sec-admin/34-91737"},{"release_number":"34-89383","release_act":"34","file_number":"3-19793","publish_date":"2020-07-23","respondents":"Morgan Stanley Smith Barney LLC","primary_pdf_url":"https://www.sec.gov/files/litigation/admin/2020/34-89383.pdf","canonical_url":"https://api.ai-analytics.org/sec-admin/34-89383"},{"release_number":"34-88969","release_act":"34","file_number":"3-19793","publish_date":"2020-05-28","respondents":"Morgan Stanley Smith Barney LLC","primary_pdf_url":"https://www.sec.gov/files/litigation/admin/2020/34-88969.pdf","canonical_url":"https://api.ai-analytics.org/sec-admin/34-88969"},{"release_number":"34-88856, IA-5499","release_act":"34","file_number":"3-19793","publish_date":"2020-05-12","respondents":"Morgan Stanley Smith Barney LLC","primary_pdf_url":"https://www.sec.gov/files/litigation/admin/2020/34-88856.pdf","canonical_url":"https://api.ai-analytics.org/sec-admin/34-88856%2C%20IA-5499"},{"release_number":"34-83571, IA-4953","release_act":"34","file_number":"3-18566","publish_date":"2018-06-29","respondents":"Morgan Stanley Smith Barney LLC","primary_pdf_url":"https://www.sec.gov/files/litigation/admin/2018/34-83571.pdf","canonical_url":"https://api.ai-analytics.org/sec-admin/34-83571%2C%20IA-4953"},{"release_number":"34-78021, IA-4415","release_act":"34","file_number":"3-17280","publish_date":"2016-06-08","respondents":"Morgan Stanley Smith Barney LLC","primary_pdf_url":"https://www.sec.gov/files/litigation/admin/2016/34-78021.pdf","canonical_url":"https://api.ai-analytics.org/sec-admin/34-78021%2C%20IA-4415"},{"release_number":"33-10290","release_act":"33","file_number":"3-17809","publish_date":null,"respondents":"Morgan Stanley Smith Barney LLC","primary_pdf_url":"https://www.sec.gov/files/litigation/admin/2017/33-10290.pdf","canonical_url":"https://api.ai-analytics.org/sec-admin/33-10290"},{"release_number":"34-81633","release_act":"34","file_number":"3-17809","publish_date":null,"respondents":"Morgan Stanley Smith Barney LLC","primary_pdf_url":"https://www.sec.gov/files/litigation/admin/2017/34-81633.pdf","canonical_url":"https://api.ai-analytics.org/sec-admin/34-81633"},{"release_number":"33-10726, 34-87483, IA-5408","release_act":"33","file_number":"3-19599","publish_date":null,"respondents":"Morgan Stanley Smith Barney LLC","primary_pdf_url":"https://www.sec.gov/files/litigation/admin/2019/33-10726.pdf","canonical_url":"https://api.ai-analytics.org/sec-admin/33-10726%2C%2034-87483%2C%20IA-5408"},{"release_number":"34-95832, IA-6138","release_act":"34","file_number":null,"publish_date":null,"respondents":"Morgan Stanley Smith Barney LLC","primary_pdf_url":"https://www.sec.gov/files/litigation/admin/2022/34-95832.pdf","canonical_url":"https://api.ai-analytics.org/sec-admin/34-95832%2C%20IA-6138"},{"release_number":"34-95924","release_act":"34","file_number":null,"publish_date":null,"respondents":"Morgan Stanley & Co. LLC and Morgan Stanley Smith Barney LLC","primary_pdf_url":"https://www.sec.gov/files/litigation/admin/2022/34-95924.pdf","canonical_url":"https://api.ai-analytics.org/sec-admin/34-95924"},{"release_number":"34-96777","release_act":"34","file_number":"3-17808, 3-17809","publish_date":null,"respondents":"Citigroup Global Markets, Inc., Morgan Stanley Smith Barney LLC","primary_pdf_url":"https://www.sec.gov/files/litigation/admin/2023/34-96777.pdf","canonical_url":"https://api.ai-analytics.org/sec-admin/34-96777"},{"release_number":"34-98399","release_act":"34","file_number":"3-17808, 3-17809","publish_date":null,"respondents":"Citigroup Global Markets, Inc., Morgan Stanley Smith Barney LLC","primary_pdf_url":"https://www.sec.gov/files/litigation/admin/2023/34-98399.pdf","canonical_url":"https://api.ai-analytics.org/sec-admin/34-98399"},{"release_number":"34-98940","release_act":"34","file_number":"3-17808, 3-17809","publish_date":null,"respondents":"Citigroup Global Markets, Inc., Morgan Stanley Smith Barney LLC","primary_pdf_url":"https://www.sec.gov/files/litigation/admin/2023/34-98940.pdf","canonical_url":"https://api.ai-analytics.org/sec-admin/34-98940"},{"release_number":"34-101842, IA-6782","release_act":"34","file_number":"3-22339","publish_date":null,"respondents":"Morgan Stanley Smith Barney LLC","primary_pdf_url":"https://www.sec.gov/files/litigation/admin/2024/34-101842.pdf","canonical_url":"https://api.ai-analytics.org/sec-admin/34-101842%2C%20IA-6782"}]}