# OCC Prohibition action 2012-044
> **Sovereign Bank** · Individual · 2012-02-17
## Action
- **Document number:** 2012-044
- **Docket number:** AA-EC-11-76
- **Type:** Prohibition — Prohibition/Removal Orders
- **Respondent type:** Individual
- **Action date:** 2012-02-17
## Respondent
- **Bank:** Sovereign Bank
- **Individual:** Richard Rozhik
- **Charter number:** 704410
- **Location:** Wilmington, DELAWARE
## Subjects

Insider Issues|Theft / Misappropriation of Funds

## Source
- [OCC enforcement order PDF](https://apps.occ.gov/EASearch/Document/Download?id=2012-044)
- [OCC EASearch portal](https://apps.occ.gov/EASearch/)
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