# OCC CMP action 2012-262
> **HSBC Bank USA, National Association** · Institution · 2012-12-11 · **$500.00M** penalty
## Action
- **Document number:** 2012-262
- **Docket number:** AA-EC-2012-112
- **Type:** CMP — Civil Money Penalty (CMP)
- **Respondent type:** Institution
- **Action date:** 2012-12-11
- **Civil money penalty:** $500.00M
## Respondent
- **Bank:** HSBC Bank USA, National Association
- **Charter number:** 24522
- **Location:** Mclean, VIRGINIA
## Subjects

BSA Independent Testing/Audit|BSA Internal Controls|BSA Program Violation / 12 CFR 21.21|BSA SAR Violation / 12 CFR 21.11 or 163.180|BSA Violation Cited|BSA/AML|Customer/Enhanced Due Diligence (CDD/EDD)|Noncompliance with Enforcement Action|SAR/CTR Monitoring/Filing Issue

## Source
- [OCC enforcement order PDF](https://apps.occ.gov/EASearch/Document/Download?id=2012-262)
- [OCC EASearch portal](https://apps.occ.gov/EASearch/)
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