← OCC enforcement actions
OCC C&D action 2013-008
Individual · Security Bank National Association · 2013-01-03
Action
- Document number
2013-008- Docket number
AA-EC-12-95- Type
- C&D — Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)
- Respondent type
- Individual
- Action date
- 2013-01-03
Respondent
- Bank
- Security Bank National Association
- Individual
- Robert Diez
- Charter number
16870- Location
- North Lauderdale, FLORIDA
Subjects
Breach of Fiduciary Duty|BSA Program Violation / 12 CFR 21.21|BSA SAR Violation / 12 CFR 21.11 or 163.180|BSA Violation Cited|BSA/AML|Lending Issues|Loans to Insiders (incl. Reg O)|Other Lending Deficiencies|SAR/CTR Monitoring/Filing Issue|Violation Cited (Other)
Source
- Authoritative
- OCC enforcement order PDF
- Portal
- OCC EASearch
- Machine
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