← OCC enforcement actions
OCC Prohibition action 2013-063
Individual · JPMorgan Chase Bank, National Association · 2013-05-21
Action
- Document number
2013-063- Docket number
AA-EC-2013-22- Type
- Prohibition — Prohibition/Removal Orders
- Respondent type
- Individual
- Action date
- 2013-05-21
Respondent
- Bank
- JPMorgan Chase Bank, National Association
- Individual
- James L. Hertz
- Charter number
8- Location
- Columbus, OHIO
Subjects
Breach of Fiduciary Duty|Fraud/Forgery|Insider Issues|Trading & Securities|Violation Cited (Criminal Statute)
Source
- Authoritative
- OCC enforcement order PDF
- Portal
- OCC EASearch
- Machine
- JSON-LD · Markdown