# OCC CMP action 2013-140
> **JPMorgan Chase Bank, National Association** · Institution · 2013-09-18 · **$300.00M** penalty
## Action
- **Document number:** 2013-140
- **Docket number:** AA-EC-2013-75
- **Type:** CMP — Civil Money Penalty (CMP)
- **Respondent type:** Institution
- **Action date:** 2013-09-18
- **Civil money penalty:** $300.00M
## Respondent
- **Bank:** JPMorgan Chase Bank, National Association
- **Charter number:** 8
- **Location:** Columbus, OHIO
## Subjects

Enterprise Governance / Internal Controls / General Risk Management|Sensitivity to Market Risk|Trading & Securities|Trading Issues|Violation Cited (Other)

## Source
- [OCC enforcement order PDF](https://apps.occ.gov/EASearch/Document/Download?id=2013-140)
- [OCC EASearch portal](https://apps.occ.gov/EASearch/)
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