← OCC enforcement actions
OCC CMP action 2013-143
Institution · Saddle River Valley Bank · 2013-09-23 · $4.10M penalty
Action
- Document number
2013-143- Docket number
AA-EC-13-70- Type
- CMP — Civil Money Penalty (CMP)
- Respondent type
- Institution
- Action date
- 2013-09-23
- Civil money penalty
- $4.10M
Respondent
- Bank
- Saddle River Valley Bank
- Charter number
717988- Location
- Montclair, NEW JERSEY
Subjects
BSA Independent Testing/Audit|BSA Internal Controls|BSA Officer|BSA Program Violation / 12 CFR 21.21|BSA SAR Violation / 12 CFR 21.11 or 163.180|BSA Training|BSA Violation Cited|BSA/AML|Customer/Enhanced Due Diligence (CDD/EDD)|SAR/CTR Monitoring/Filing Issue
Source
- Authoritative
- OCC enforcement order PDF
- Portal
- OCC EASearch
- Machine
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