← OCC enforcement actions
OCC C&D action 2013-144
Institution · 1st Century Bank, National Association · 2013-09-11
Action
- Document number
2013-144- Docket number
AA-WE-13-58- Type
- C&D — Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)
- Respondent type
- Institution
- Action date
- 2013-09-11
- Termination date
- 2015-02-23
Respondent
- Bank
- 1st Century Bank, National Association
- Charter number
24442- Location
- Los Angeles, CALIFORNIA
Subjects
BSA Independent Testing/Audit|BSA Internal Controls|BSA Officer|BSA Risk Assessment|BSA Training|BSA/AML|Customer/Enhanced Due Diligence (CDD/EDD)|SAR/CTR Monitoring/Filing Issue
Source
- Authoritative
- OCC enforcement order PDF
- Portal
- OCC EASearch
- Machine
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