# OCC C&D action 2014-109
> **National Bank of California** · Institution · 2014-08-27
## Action
- **Document number:** 2014-109
- **Docket number:** AA-EC-14-79
- **Type:** C&D — Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)
- **Respondent type:** Institution
- **Action date:** 2014-08-27
- **Termination date:** 2016-04-29
## Respondent
- **Bank:** National Bank of California
- **Charter number:** 17480
- **Location:** Los Angeles, CALIFORNIA
## Subjects

Asset Quality|BSA Independent Testing/Audit|BSA Internal Controls|BSA Officer|BSA Risk Assessment|BSA/AML|Capital|Customer/Enhanced Due Diligence (CDD/EDD)|Lending Issues|Noncompliance with Enforcement Action|Other Lending Deficiencies|SAR/CTR Monitoring/Filing Issue|Strategic Planning

## Source
- [OCC enforcement order PDF](https://apps.occ.gov/EASearch/Document/Download?id=2014-109)
- [OCC EASearch portal](https://apps.occ.gov/EASearch/)
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