← OCC enforcement actions
OCC Prohibition action 2015-004
Individual · Bank of America, National Association · 2015-01-20
Action
- Document number
2015-004- Docket number
AA-EC-08-57- Type
- Prohibition — Prohibition/Removal Orders
- Respondent type
- Individual
- Action date
- 2015-01-20
Respondent
- Bank
- Bank of America, National Association
- Individual
- Phillip D. Murphy
- Charter number
13044- Location
- Charlotte, NORTH CAROLINA
Subjects
Breach of Fiduciary Duty|Inaccurate / Incomplete / False Books and Records|Securities Activities|Trading & Securities|Violation Cited (Other)
Source
- Authoritative
- OCC enforcement order PDF
- Portal
- OCC EASearch
- Machine
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