# OCC Prohibition action 2015-037
> **TD Bank, National Association** · Individual · 2015-04-21
## Action
- **Document number:** 2015-037
- **Docket number:** AA-EC-15-27
- **Type:** Prohibition — Prohibition/Removal Orders
- **Respondent type:** Individual
- **Action date:** 2015-04-21
## Respondent
- **Bank:** TD Bank, National Association
- **Individual:** Frank Spinosa
- **Charter number:** 24096
- **Location:** Wilmington, DELAWARE
## Subjects

Breach of Fiduciary Duty|Fraud/Forgery|Insider Issues

## Source
- [OCC enforcement order PDF](https://apps.occ.gov/EASearch/Document/Download?id=2015-037)
- [OCC EASearch portal](https://apps.occ.gov/EASearch/)
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