# OCC FA action 2015-147
> **Bank of China** · Institution · 2015-12-16
## Action
- **Document number:** 2015-147
- **Docket number:** AA-EC-2015-85
- **Type:** FA — Formal Agreement
- **Respondent type:** Institution
- **Action date:** 2015-12-16
- **Termination date:** 2018-04-24
## Respondent
- **Bank:** Bank of China
- **Charter number:** 80028
- **Location:** New York, NEW YORK
## Subjects

BSA Independent Testing/Audit|BSA Internal Controls|BSA Pillar Violation / 12 CFR 21.21(d)|BSA Risk Assessment|BSA Violation Cited|BSA/AML|Customer/Enhanced Due Diligence (CDD/EDD)|OFAC Compliance Issue|SAR/CTR Monitoring/Filing Issue

## Source
- [OCC enforcement order PDF](https://apps.occ.gov/EASearch/Document/Download?id=2015-147)
- [OCC EASearch portal](https://apps.occ.gov/EASearch/)
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