# OCC C&D action 2016-057
> **The Northumberland National Bank** · Institution · 2016-05-05
## Action
- **Document number:** 2016-057
- **Docket number:** AA-NE-2016-32
- **Type:** C&D — Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)
- **Respondent type:** Institution
- **Action date:** 2016-05-05
- **Termination date:** 2018-08-21
## Respondent
- **Bank:** The Northumberland National Bank
- **Charter number:** 7005
- **Location:** Northumberland, PENNSYLVANIA
## Subjects

Board / Management Oversight|BSA Independent Testing/Audit|BSA Internal Controls|BSA/AML|Customer/Enhanced Due Diligence (CDD/EDD)|SAR/CTR Monitoring/Filing Issue|Securities Activities|Trading & Securities|Trading Issues|Trust Activities

## Source
- [OCC enforcement order PDF](https://apps.occ.gov/EASearch/Document/Download?id=2016-057)
- [OCC EASearch portal](https://apps.occ.gov/EASearch/)
---
*AI Analytics · CC0 1.0*