# OCC Prohibition action 2017-038
> **Charles Schwab Bank** · Individual · 2017-04-24
## Action
- **Document number:** 2017-038
- **Docket number:** AA-EC-2017-18
- **Type:** Prohibition — Prohibition/Removal Orders
- **Respondent type:** Individual
- **Action date:** 2017-04-24
## Respondent
- **Bank:** Charles Schwab Bank
- **Individual:** Nicholas Vargas
- **Charter number:** 718077
- **Location:** Reno, NEVADA
## Subjects

Breach of Fiduciary Duty|Fraud/Forgery|Insider Issues|Theft / Misappropriation of Funds|Violation Cited (Criminal Statute)

## Source
- [OCC enforcement order PDF](https://apps.occ.gov/EASearch/Document/Download?id=2017-038)
- [OCC EASearch portal](https://apps.occ.gov/EASearch/)
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