← OCC enforcement actions
OCC CMP action 2018-010
Institution · U.S. Bank National Association · 2018-02-15 · $75.00M penalty
Action
- Document number
2018-010- Docket number
AA-EC-2018-84- Type
- CMP — Civil Money Penalty (CMP)
- Respondent type
- Institution
- Action date
- 2018-02-15
- Civil money penalty
- $75.00M
Respondent
- Bank
- U.S. Bank National Association
- Charter number
24- Location
- Cincinnati, OHIO
Subjects
BSA Independent Testing/Audit|BSA Internal Controls|BSA Program Violation / 12 CFR 21.21|BSA SAR Violation / 12 CFR 21.11 or 163.180|BSA Training|BSA Violation Cited|BSA/AML|Customer/Enhanced Due Diligence (CDD/EDD)|SAR/CTR Monitoring/Filing Issue
Source
- Authoritative
- OCC enforcement order PDF
- Portal
- OCC EASearch
- Machine
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