# OCC CMP action 2018-012
> **Merchants Bank of California, National Association** · Individual · 2018-02-06 · **$20K** penalty
## Action
- **Document number:** 2018-012
- **Docket number:** AA-EC-2017-78
- **Type:** CMP — Civil Money Penalty (CMP)
- **Respondent type:** Individual
- **Action date:** 2018-02-06
- **Civil money penalty:** $20K
## Respondent
- **Bank:** Merchants Bank of California, National Association
- **Individual:** Theodore Roberts
- **Charter number:** 21371
- **Location:** Carson, CALIFORNIA
## Subjects

BSA Program Violation / 12 CFR 21.21|BSA Violation Cited|BSA/AML|Noncompliance with Enforcement Action

## Source
- [OCC enforcement order PDF](https://apps.occ.gov/EASearch/Document/Download?id=2018-012)
- [OCC EASearch portal](https://apps.occ.gov/EASearch/)
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