# OCC Prohibition action 2018-028
> **Merchants Bank of California, National Association** · Individual · 2018-04-10
## Action
- **Document number:** 2018-028
- **Docket number:** AA-EC-17-74
- **Type:** Prohibition — Prohibition/Removal Orders
- **Respondent type:** Individual
- **Action date:** 2018-04-10
## Respondent
- **Bank:** Merchants Bank of California, National Association
- **Individual:** Daniel Roberts
- **Charter number:** 21371
- **Location:** Carson, CALIFORNIA
## Subjects

Breach of Fiduciary Duty|BSA Program Violation / 12 CFR 21.21|BSA Violation Cited|BSA/AML|Customer/Enhanced Due Diligence (CDD/EDD)|Fraud/Forgery|Inaccurate / Incomplete / False Books and Records|Insider Issues|Noncompliance with Enforcement Action

## Source
- [OCC enforcement order PDF](https://apps.occ.gov/EASearch/Document/Download?id=2018-028)
- [OCC EASearch portal](https://apps.occ.gov/EASearch/)
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