# OCC C&D action 2018-035
> **Bank of China** · Institution · 2018-04-24
## Action
- **Document number:** 2018-035
- **Docket number:** AA-EC-2018-18
- **Type:** C&D — Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)
- **Respondent type:** Institution
- **Action date:** 2018-04-24
- **Termination date:** 2022-06-21
## Respondent
- **Bank:** Bank of China
- **Charter number:** 80028
- **Location:** New York, NEW YORK
## Subjects

BSA Independent Testing/Audit|BSA Internal Controls|BSA Officer|BSA Program Violation / 12 CFR 21.21|BSA Risk Assessment|BSA SAR Violation / 12 CFR 21.11 or 163.180|BSA Training|BSA Violation Cited|BSA/AML|Customer/Enhanced Due Diligence (CDD/EDD)|OFAC Compliance Issue|SAR/CTR Monitoring/Filing Issue

## Source
- [OCC enforcement order PDF](https://apps.occ.gov/EASearch/Document/Download?id=2018-035)
- [OCC EASearch portal](https://apps.occ.gov/EASearch/)
---
*MORVS · CC0 1.0*