# OCC CMP action 2018-038
> **Bank of China** · Institution · 2018-04-24 · **$12.50M** penalty
## Action
- **Document number:** 2018-038
- **Docket number:** AA-EC-2018-19
- **Type:** CMP — Civil Money Penalty (CMP)
- **Respondent type:** Institution
- **Action date:** 2018-04-24
- **Civil money penalty:** $12.50M
## Respondent
- **Bank:** Bank of China
- **Charter number:** 80028
- **Location:** New York, NEW YORK
## Subjects

BSA Independent Testing/Audit|BSA Internal Controls|BSA Officer|BSA Program Violation / 12 CFR 21.21|BSA SAR Violation / 12 CFR 21.11 or 163.180|BSA Training|BSA Violation Cited|BSA/AML|Customer/Enhanced Due Diligence (CDD/EDD)|OFAC Compliance Issue|SAR/CTR Monitoring/Filing Issue

## Source
- [OCC enforcement order PDF](https://apps.occ.gov/EASearch/Document/Download?id=2018-038)
- [OCC EASearch portal](https://apps.occ.gov/EASearch/)
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