← OCC enforcement actions
OCC Prohibition action 2018-073
Individual · Royal Bank of Canada, Miami Branch · 2018-09-12
Action
- Document number
2018-073- Docket number
AA-EC-2018-54- Type
- Prohibition — Prohibition/Removal Orders
- Respondent type
- Individual
- Action date
- 2018-09-12
Respondent
- Bank
- Royal Bank of Canada, Miami Branch
- Individual
- Dirceu P. Magalhaes
- Charter number
80119- Location
- Miami, FLORIDA
Subjects
Breach of Fiduciary Duty|BSA SAR Violation / 12 CFR 21.11 or 163.180|BSA Violation Cited|BSA/AML|Insider Issues|SAR/CTR Monitoring/Filing Issue
Source
- Authoritative
- OCC enforcement order PDF
- Portal
- OCC EASearch
- Machine
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