# OCC CMP action 2018-080
> **Capital One Bank (USA), National Association** · Institution · 2018-10-23
## Action
- **Document number:** 2018-080
- **Docket number:** AA-EC-2018-62
- **Type:** CMP — Civil Money Penalty (CMP)
- **Respondent type:** Institution
- **Action date:** 2018-10-23
## Respondent
- **Bank:** Capital One Bank (USA), National Association
- **Charter number:** 24828
- **Location:** Glen Allen, VIRGINIA
## Subjects

BSA Independent Testing/Audit|BSA Internal Controls|BSA Program Violation / 12 CFR 21.21|BSA Risk Assessment|BSA SAR Violation / 12 CFR 21.11 or 163.180|BSA Violation Cited|BSA/AML|Customer/Enhanced Due Diligence (CDD/EDD)|Noncompliance with Enforcement Action|SAR/CTR Monitoring/Filing Issue

## Source
- [OCC enforcement order PDF](https://apps.occ.gov/EASearch/Document/Download?id=2018-080)
- [OCC EASearch portal](https://apps.occ.gov/EASearch/)
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