← OCC enforcement actions
OCC C&D action 2020-003
Individual · Wells Fargo Bank, National Association · 2020-01-08
Action
- Document number
2020-003- Docket number
AA-EC-2019-86- Type
- C&D — Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)
- Respondent type
- Individual
- Action date
- 2020-01-08
Respondent
- Bank
- Wells Fargo Bank, National Association
- Individual
- Michael Loughlin
- Charter number
1- Location
- Sioux Falls, SOUTH DAKOTA
Subjects
Breach of Fiduciary Duty|Compensation|Enterprise Governance / Internal Controls / General Risk Management|Insider Issues|Sales Practices
Source
- Authoritative
- OCC enforcement order PDF
- Portal
- OCC EASearch
- Machine
- JSON-LD · Markdown