← OCC enforcement actions
OCC Prohibition action 2020-004
Individual · Wells Fargo Bank, National Association · 2020-01-22
Action
- Document number
2020-004- Docket number
AA-EC-2019-83- Type
- Prohibition — Prohibition/Removal Orders
- Respondent type
- Individual
- Action date
- 2020-01-22
Respondent
- Bank
- Wells Fargo Bank, National Association
- Individual
- John Stumpf
- Charter number
1- Location
- Sioux Falls, SOUTH DAKOTA
Subjects
Breach of Fiduciary Duty|Enterprise Governance / Internal Controls / General Risk Management|Sales Practices
Source
- Authoritative
- OCC enforcement order PDF
- Portal
- OCC EASearch
- Machine
- JSON-LD · Markdown