# OCC C&D action 2020-005
> **M.Y. Safra Bank, FSB** · Institution · 2020-01-30
## Action
- **Document number:** 2020-005
- **Docket number:** AA-NE-2020-5
- **Type:** C&D — Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)
- **Respondent type:** Institution
- **Action date:** 2020-01-30
- **Termination date:** 2023-05-26
## Respondent
- **Bank:** M.Y. Safra Bank, FSB
- **Charter number:** 715731
- **Location:** New York, NEW YORK
## Subjects

Board / Management Oversight|BSA Independent Testing/Audit|BSA Internal Controls|BSA Officer|BSA Program Violation / 12 CFR 21.21|BSA Risk Assessment|BSA SAR Violation / 12 CFR 21.11 or 163.180|BSA Training|BSA Violation Cited|BSA/AML|Customer/Enhanced Due Diligence (CDD/EDD)|Earnings|Noncompliance with Enforcement Action|OFAC Compliance Issue|SAR/CTR Monitoring/Filing Issue|Strategic Planning

## Source
- [OCC enforcement order PDF](https://apps.occ.gov/EASearch/Document/Download?id=2020-005)
- [OCC EASearch portal](https://apps.occ.gov/EASearch/)
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